JOHN GROVES
COMPLIANCE OVERSIGHT MANAGER T&C
MONEY LAUNDERING REPORTING OFFICER
JOINED BURLINGTON IN 2023
John Groves is a seasoned financial services professional who has experience spanning compliance oversight, financial advice, and team leadership. Currently serving as SMF16 Compliance Oversight and T&C Manager at Burlington Associates Ltd, John plays a pivotal role in shaping regulatory strategy, mentoring advisers, and championing Consumer Duty across the firm. He leads the team of advisers, ensuring high standards of ethical conduct, FCA compliance, and client service excellence.
Previously, John spent time at Chase de Vere as an Independent Financial Adviser, where he specialised in holistic financial planning for high-net-worth clients—particularly medical professionals navigating the complexities of the NHS pension scheme. His expertise includes estate planning, taxation, and regulatory training, and he was instrumental in onboarding and developing new advisers to competent status.
John’s career also includes roles at HSBC, St. James’s Place, NatWest, Halifax, and the Royal National Pension Fund for Nurses, giving him a comprehensive view of both retail banking and wealth management. He holds a Diploma in Financial Planning and is known for his strong analytical skills, ethical approach, and ability to build productive relationships across all levels.
A confident public speaker and effective influencer, John thrives in dynamic environments where strategic thinking, compliance rigour, and people development intersect.
Our Team
Senior Management
Financial Planners
Mortgage Advisers
Client Service Support